Role Specification
Role Title: Executive – Controls & Compliance
Reporting Manager: Senior Manager – Controls & Compliance
Location: Pune
Purpose Of The Role
Control Testing Specialist
Job Responsibilities
Perform control testing (design and operating reviews) – Control testing under ICoFR (TOD and TOE).
Responsibility of managing controls documentation under the controls framework in line with best practices and as required under applicable regulations.
Remediation management for all controls across all Group entities under ICoFR regulations.
Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well.
Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower.
Work with stakeholders (internal and external) to resolve problems; answers questions; Reviews work flow processes; provides continuous process improvement suggestions
Desired Candidate Profile
Proficient in performing risk based control testing. Expertise in performing Test of Design, Test of Operating effectiveness, Sampling methodology, Issue identification and remediation.
Familiar with audit and control test methodology such as completeness, IPE/IUC and EUA.
Familiar with accounting standards (GAAP), PCAOB guidelines, and COSO methodology.
Demonstrable audit mind-set with excellent problem solving, conflict management and time management skills.
Team management skills including the ability to plan and organise teams effectively to meet audit deadlines.
Skills & Competencies
Mandatory
experience in SOX testing/ Risk and Controls/ Internal Audit.
Worked on business control testing / internal audit projects individually as well as part of larger teams.
Performed test of design and operative effectiveness in a complete audit cycle.
Managed multiple stakeholders / senior management to agree on risk based issues and remediation.
Added advantage
Worked on international SOX testing programme or specific ICOFR programmes.
Experience of working in Big 4 / cross border control testing teams
Performed risk based control testing with SAP as the primary ERP.
Desired Skills and Experience
IFC Testing, internal audit, internal control, ICFR, control testing, CONTROLS & COMPLIANCE, Internal Financial Control, Test of Control, RCM